Manage

Anti-money-laundering records your supervisor can follow.

Embla records each client’s risk assessment and due-diligence level, and every sign-off decision, with the person, role and date. Review schedules by risk band (every 6, 12 or 24 months by default) can be switched on.

Your firm-wide risk assessment is kept in Embla with version history and a supervisor-ready export, alongside your MLRO and deputies, staff training records and a list of any missing steps. Internal suspicion reports can be read only by the MLRO and their deputy.

• Client risk assessment and sign-offEach decision is recorded with the reasons, the person, their role and the date.
• Optional reviews by risk bandEvery 6, 12 or 24 months by default, prompted for a manager to complete.
• Firm-wide risk assessmentKept with version history, and exported in a form your supervisor can read.
• MLRO, deputies and training recordsNamed roles and each colleague’s training, with renewal dates.
• Suspicion reports kept to the MLROAnyone can raise one, and only the MLRO and their deputy can read it.

Embla does not run electronic identity or sanctions checks itself. Your firm remains responsible for its own compliance.